7Baggers
Quarterly
Annual
    Unit: USD2025-09-30 2025-06-30 2025-03-31 2024-12-31 2024-09-30 2024-06-30 2024-03-31 2023-12-31 2023-09-30 2023-06-30 2023-03-31 2022-03-31 2021-12-31 2020-03-31 2019-12-31 2019-09-30 2018-12-31 2014-03-31 2013-03-31 2010-06-30 2010-03-31 2009-12-31 2009-09-30 2009-06-30 2009-03-31 2008-11-30 2008-05-31 2008-02-29 2007-11-30 2007-05-31 2007-02-28 2006-08-31 2006-02-28 2005-11-30 2005-08-31 2005-05-31 2005-01-12 2004-06-03 2003-08-31 2003-05-31 2003-02-28 2002-11-30 
                                              
      assets
    		                                          
      cash and cash equivalents
    		103,734,000,000 109,130,000,000 90,739,000,000 105,386,000,000 91,084,000,000 90,160,000,000 102,305,000,000 89,232,000,000 108,401,000,000 104,994,000,000 111,258,000,000 136,086,000,000 127,725,000,000 131,509,000,000             23,782,000,000 20,965,000,000 25,598,000,000 31,786,000,000 16,636,000,000 18,546,000,000 25,409,000,000 13,779,000,000 27,681,000,000 25,086,000,000 1,000,000 46,000,000 24,272,000,000 28,058,000,000 29,309,000,000 14,589,000,000 
      trading assets at fair value
    		423,823,000,000 425,519,000,000 400,243,000,000 331,884,000,000 362,298,000,000 357,043,000,000 367,633,000,000 367,074,000,000 346,685,000,000 328,454,000,000 320,301,000,000 296,881,000,000 294,869,000,000 270,916,000,000 297,110,000,000 277,423,000,000 266,299,000,000                          
      investment securities:
    		                                          
      available-for-sale at fair value
    		108,327,000,000 106,872,000,000 98,888,000,000 98,608,000,000 97,828,000,000 91,238,000,000 87,313,000,000 88,113,000,000 76,261,000,000 79,567,000,000 83,932,000,000                                
      held-to-maturity
    		55,205,000,000 56,701,000,000 59,394,000,000 61,071,000,000 62,856,000,000 64,193,000,000 65,420,000,000 66,694,000,000 70,705,000,000 72,225,000,000 74,012,000,000                                
      securities purchased under agreements to resell
    		111,734,000,000 106,755,000,000 119,048,000,000 118,565,000,000 137,352,000,000 118,910,000,000 122,733,000,000 110,740,000,000 101,569,000,000 97,914,000,000 121,885,000,000 127,767,000,000 119,999,000,000 104,800,000,000 88,224,000,000 93,367,000,000 98,522,000,000          165,928,000,000 143,097,000,000 126,887,000,000 144,051,000,000 192,038,000,000 171,547,000,000 176,260,000,000  143,642,000,000 145,579,000,000   74,271,000,000 71,374,000,000 59,687,000,000  
      securities borrowed
    		129,113,000,000 139,959,000,000 140,226,000,000 123,859,000,000 132,412,000,000 122,709,000,000 132,852,000,000 121,091,000,000 120,916,000,000 139,126,000,000 146,216,000,000 150,995,000,000 129,713,000,000 72,300,000,000 106,549,000,000 132,401,000,000 116,313,000,000 147,595,000,000 135,727,000,000 178,859,000,000 181,055,000,000 167,501,000,000 128,922,000,000 107,853,000,000 92,589,000,000  257,796,000,000 243,695,000,000 239,994,000,000 252,213,000,000 277,093,000,000 283,024,000,000 252,896,000,000  227,097,000,000 228,454,000,000   162,366,000,000 153,639,000,000 140,566,000,000  
      customer and other receivables
    		113,257,000,000 98,310,000,000 92,153,000,000 86,158,000,000 91,380,000,000 88,718,000,000 81,639,000,000 80,105,000,000 76,495,000,000 75,964,000,000 74,095,000,000 94,804,000,000 96,018,000,000 74,424,000,000 55,646,000,000 59,514,000,000 53,298,000,000 60,506,000,000 62,271,000,000                        
      loans:
    		                                          
      held for investment
    		255,867,000,000 245,654,000,000 232,792,000,000 225,834,000,000 218,012,000,000 212,964,000,000 203,794,000,000 203,385,000,000 202,742,000,000 200,528,000,000 199,550,000,000 182,247,000,000 174,302,000,000 131,335,000,000 118,060,000,000 110,815,000,000 99,815,000,000 41,575,000,000                         
      held for sale
    		11,433,000,000 12,332,000,000 16,111,000,000 12,319,000,000 12,862,000,000 15,283,000,000 13,426,000,000 15,255,000,000 14,230,000,000 15,284,000,000 15,146,000,000 14,013,000,000 13,832,000,000 17,362,000,000 12,577,000,000 14,707,000,000 15,764,000,000 4,730,000,000                         
      goodwill
    		16,725,000,000 16,734,000,000 16,714,000,000 16,706,000,000 16,735,000,000 16,719,000,000 16,722,000,000 16,707,000,000 16,699,000,000 16,652,000,000 16,657,000,000 16,825,000,000 16,833,000,000 7,125,000,000 7,143,000,000 7,139,000,000 6,688,000,000 6,601,000,000 6,633,000,000 6,749,000,000 7,169,000,000 7,162,000,000 6,977,000,000 6,836,000,000 2,226,000,000  2,988,000,000 3,053,000,000 3,024,000,000 2,977,000,000 3,131,000,000      230,000,000 314,000,000 1,466,000,000 1,476,000,000 1,460,000,000  
      intangible assets
    		6,097,000,000 6,185,000,000 6,305,000,000 6,453,000,000 6,620,000,000 6,763,000,000 6,914,000,000 7,055,000,000 7,204,000,000 7,322,000,000 7,470,000,000 8,244,000,000 8,360,000,000 2,021,000,000 2,107,000,000 2,211,000,000 2,163,000,000 3,210,000,000 3,694,000,000 4,924,000,000 4,998,000,000 5,054,000,000 5,679,000,000 5,553,000,000 849,000,000  902,000,000 1,008,000,000 1,047,000,000 1,155,000,000 1,131,000,000            
      other assets
    		29,491,000,000 29,719,000,000 27,683,000,000 28,228,000,000 28,588,000,000 27,747,000,000 27,752,000,000 28,242,000,000 27,106,000,000 26,881,000,000 29,382,000,000 23,578,000,000 23,491,000,000 19,846,000,000 20,117,000,000 19,581,000,000 15,641,000,000 9,548,000,000 10,284,000,000 13,059,000,000 14,083,000,000 16,845,000,000 16,325,000,000 15,972,000,000 16,532,000,000 5,387,000,000 14,172,000,000 10,543,000,000 8,851,000,000 10,424,000,000 23,280,000,000 15,437,000,000 15,988,000,000 7,608,000,000 11,918,000,000 9,631,000,000 14,000,000 10,000,000 8,570,000,000 8,787,000,000 8,578,000,000 2,618,000,000 
      total assets
    		1,364,806,000,000 1,353,870,000,000 1,300,296,000,000 1,215,071,000,000 1,258,027,000,000 1,212,447,000,000 1,228,503,000,000 1,193,693,000,000 1,169,013,000,000 1,164,911,000,000 1,199,904,000,000 1,222,233,000,000 1,188,140,000,000 947,795,000,000 895,429,000,000 902,604,000,000 853,531,000,000 831,381,000,000 801,383,000,000 809,456,000,000 819,719,000,000 771,462,000,000 769,503,000,000 676,957,000,000 626,023,000,000 282,550,000,000 1,031,228,000,000 1,090,896,000,000 1,045,409,000,000 1,199,993,000,000 1,182,061,000,000 1,028,872,000,000 959,613,000,000 202,418,000,000 837,391,000,000 818,711,000,000   580,632,000,000 586,881,000,000 559,436,000,000 144,406,000,000 
      liabilities
    		                                          
      deposits
    		405,480,000,000 389,377,000,000 381,563,000,000 376,007,000,000 363,722,000,000 348,890,000,000 352,494,000,000 351,804,000,000 345,458,000,000 348,511,000,000 347,523,000,000 360,840,000,000 347,574,000,000 235,239,000,000 190,356,000,000 180,738,000,000 187,820,000,000  80,623,000,000 61,368,000,000 63,926,000,000 62,215,000,000 62,415,000,000 62,382,000,000 59,922,000,000  35,227,000,000 35,687,000,000 31,179,000,000 43,577,000,000 37,313,000,000 25,175,000,000 23,331,000,000  19,822,000,000 16,253,000,000   13,312,000,000 13,761,000,000 14,127,000,000  
      trading liabilities at fair value
    		162,408,000,000 171,351,000,000 170,009,000,000 153,764,000,000 152,238,000,000 155,018,000,000 152,843,000,000 151,513,000,000 150,298,000,000 147,043,000,000 170,764,000,000 176,580,000,000 158,328,000,000 142,076,000,000 133,356,000,000 143,405,000,000 126,747,000,000                          
      securities sold under agreements to repurchase
    		61,504,000,000 69,537,000,000 69,272,000,000 50,067,000,000 58,329,000,000 65,677,000,000 82,404,000,000 62,651,000,000 76,661,000,000 56,363,000,000 60,491,000,000 60,068,000,000 62,188,000,000 45,816,000,000 54,200,000,000 59,462,000,000 49,759,000,000 114,183,000,000 119,270,000,000 185,134,000,000 174,591,000,000 159,401,000,000 147,344,000,000 91,935,000,000 69,641,000,000  136,998,000,000 160,492,000,000 162,840,000,000 252,710,000,000 288,672,000,000 246,952,000,000 245,724,000,000  192,374,000,000 179,113,000,000   139,890,000,000 131,838,000,000 134,211,000,000  
      securities loaned
    		15,944,000,000 19,193,000,000 16,604,000,000 15,226,000,000 17,455,000,000 17,078,000,000 15,945,000,000 15,057,000,000 13,064,000,000 13,369,000,000 15,588,000,000 14,222,000,000 12,299,000,000 11,631,000,000 8,506,000,000 9,691,000,000 11,908,000,000 32,370,000,000 40,351,000,000 26,524,000,000 31,372,000,000 26,246,000,000 26,182,000,000 18,002,000,000 19,106,000,000  45,981,000,000 86,890,000,000 110,423,000,000 147,216,000,000 161,839,000,000 138,998,000,000 141,021,000,000  114,745,000,000 114,006,000,000   57,490,000,000 55,388,000,000 55,031,000,000  
      other secured financings
    		21,441,000,000 23,537,000,000 22,267,000,000 21,602,000,000 18,143,000,000 17,140,000,000 15,091,000,000 12,655,000,000 9,668,000,000 8,294,000,000 8,670,000,000 8,808,000,000 10,041,000,000 13,058,000,000 14,698,000,000 9,836,000,000 9,466,000,000 13,481,000,000 16,294,000,000 7,735,000,000       29,878,000,000 40,753,000,000  43,456,000,000 51,594,000,000 37,942,000,000 27,035,000,000  20,092,000,000        
      customer and other payables
    		226,445,000,000 215,345,000,000 201,731,000,000 175,938,000,000 216,591,000,000 205,897,000,000 214,370,000,000 208,148,000,000 200,479,000,000 216,820,000,000 220,700,000,000 243,609,000,000 228,685,000,000 198,074,000,000 197,834,000,000 202,915,000,000 179,559,000,000 175,998,000,000 137,127,000,000                        
      other liabilities and accrued expenses
    		28,854,000,000 27,459,000,000 25,613,000,000 28,220,000,000 28,698,000,000 25,944,000,000 23,833,000,000 28,151,000,000 26,034,000,000 25,177,000,000 24,032,000,000 24,214,000,000 29,300,000,000 19,817,000,000 21,155,000,000 19,348,000,000 17,204,000,000 14,118,000,000 13,622,000,000 15,602,000,000 13,957,000,000 20,849,000,000 18,414,000,000 18,960,000,000 11,986,000,000 4,062,000,000 23,289,000,000 20,745,000,000 24,606,000,000 26,782,000,000 24,063,000,000 20,742,000,000 14,984,000,000 7,992,000,000 17,794,000,000 15,008,000,000   13,641,000,000 12,226,000,000 12,556,000,000 1,067,000,000 
      borrowings
    		331,679,000,000 328,801,000,000 305,390,000,000 288,819,000,000 298,180,000,000 275,197,000,000 271,383,000,000 263,732,000,000 247,193,000,000 247,973,000,000 250,182,000,000 229,817,000,000 233,127,000,000 194,856,000,000 192,627,000,000 193,659,000,000 189,662,000,000                          
      total liabilities
    		1,253,755,000,000 1,244,600,000,000 1,192,449,000,000 1,109,643,000,000 1,153,356,000,000 1,110,841,000,000 1,128,363,000,000 1,093,711,000,000 1,068,855,000,000 1,063,550,000,000 1,097,950,000,000 1,118,158,000,000 1,081,542,000,000 860,567,000,000 812,732,000,000 819,054,000,000 772,125,000,000 761,113,000,000                         
      commitments and contingent liabilities
    		                                          
      equity
    		                                          
      morgan stanley shareholders’ equity:
    		                                          
      preferred stock
    		9,750,000,000 9,750,000,000 9,750,000,000 9,750,000,000 9,750,000,000 8,750,000,000 8,750,000,000 8,750,000,000 8,750,000,000 8,750,000,000 8,750,000,000 7,750,000,000 7,750,000,000 8,520,000,000 8,520,000,000 8,520,000,000 8,520,000,000 3,220,000,000 1,508,000,000 9,597,000,000 9,597,000,000 9,597,000,000 9,597,000,000 9,597,000,000 19,208,000,000 19,155,000,000 1,100,000,000 1,100,000,000 1,100,000,000 1,100,000,000 1,100,000,000 1,100,000,000           
      common stock
    		                                      12,000,000 12,000,000 12,000,000 12,000,000 
      shares authorized: 3,500,000,000; shares issued: 2,038,893,979; shares outstanding: 1,591,091,689 and 1,606,653,706
    		20,000,000                                          
      additional paid-in capital
    		30,730,000,000 30,263,000,000 29,773,000,000 30,179,000,000 29,820,000,000 29,459,000,000 29,046,000,000 29,832,000,000 29,595,000,000 29,245,000,000 28,856,000,000 28,007,000,000 28,841,000,000 23,428,000,000 23,935,000,000 23,649,000,000 23,794,000,000 23,364,000,000 23,661,000,000                        
      retained earnings
    		112,426,000,000 109,567,000,000 107,653,000,000 104,989,000,000 102,911,000,000 101,374,000,000 99,811,000,000 97,996,000,000 98,007,000,000 97,151,000,000 96,392,000,000 91,722,000,000 89,432,000,000 71,518,000,000 70,589,000,000 69,071,000,000 64,175,000,000 43,522,000,000 40,750,000,000 38,210,000,000 36,539,000,000 35,056,000,000 34,726,000,000 34,245,000,000 35,577,000,000 38,096,000,000 39,581,000,000 38,852,000,000 38,045,000,000 46,256,000,000 43,975,000,000 39,519,000,000 36,456,000,000 35,185,000,000 33,011,000,000 33,160,000,000   27,270,000,000 26,251,000,000 25,901,000,000 25,250,000,000 
      employee stock trusts
    		5,058,000,000 5,085,000,000 5,277,000,000 5,103,000,000 5,095,000,000 5,110,000,000 5,250,000,000 5,314,000,000 5,244,000,000 5,258,000,000 5,343,000,000 4,975,000,000 3,955,000,000 3,088,000,000 2,918,000,000 2,865,000,000 2,836,000,000 2,099,000,000                         
      accumulated other comprehensive income
    		-6,346,000,000 -5,913,000,000 -5,961,000,000 -6,814,000,000 -5,986,000,000 -6,760,000,000 -7,057,000,000 -6,421,000,000 -7,202,000,000 -6,300,000,000 -5,711,000,000 -4,902,000,000 -3,102,000,000 2,095,000,000 -2,788,000,000 -1,598,000,000 -2,292,000,000               32,000,000       -239,000,000 -271,000,000 -270,000,000 -251,000,000 
      common stock held in treasury at cost, 0.01 par value
    		-36,618,000,000 -35,503,000,000 -34,423,000,000 -33,613,000,000 -32,868,000,000 -32,129,000,000 -31,372,000,000 -31,139,000,000 -29,959,000,000 -28,480,000,000 -27,481,000,000 -19,696,000,000 -17,500,000,000 -19,721,000,000 -18,727,000,000 -17,280,000,000 -13,971,000,000                          
      common stock issued to employee stock trusts
    		-5,058,000,000 -5,085,000,000 -5,277,000,000 -5,103,000,000 -5,095,000,000 -5,110,000,000 -5,250,000,000 -5,314,000,000 -5,244,000,000 -5,258,000,000 -5,343,000,000 -4,975,000,000 -3,955,000,000 -3,088,000,000 -2,918,000,000 -2,865,000,000 -2,836,000,000 -2,099,000,000                         
      total morgan stanley shareholders’ equity
    		109,962,000,000 108,184,000,000 106,812,000,000 104,511,000,000 103,647,000,000 100,714,000,000 99,198,000,000 99,038,000,000 99,211,000,000 100,386,000,000 100,826,000,000 102,901,000,000 105,441,000,000 85,860,000,000 81,549,000,000 82,382,000,000 80,246,000,000 67,071,000,000 62,704,000,000 51,013,000,000 48,264,000,000 46,688,000,000 46,349,000,000 46,586,000,000 48,522,000,000                  
      noncontrolling interests
    		1,089,000,000 1,086,000,000 1,035,000,000 917,000,000 1,024,000,000 892,000,000 942,000,000 944,000,000 947,000,000 975,000,000 1,128,000,000 1,174,000,000 1,157,000,000 1,368,000,000 1,148,000,000 1,168,000,000 1,160,000,000                          
      total equity
    		111,051,000,000 109,270,000,000 107,847,000,000 105,428,000,000 104,671,000,000 101,606,000,000 100,140,000,000 99,982,000,000 100,158,000,000 101,361,000,000 101,954,000,000 104,075,000,000 106,598,000,000 87,228,000,000 82,697,000,000 83,550,000,000 81,406,000,000 70,268,000,000 66,072,000,000 59,159,000,000 55,179,000,000 52,780,000,000 52,224,000,000 51,463,000,000 49,207,000,000                  
      total liabilities and equity
    		1,364,806,000,000 1,353,870,000,000 1,300,296,000,000 1,215,071,000,000 1,258,027,000,000 1,212,447,000,000 1,228,503,000,000 1,193,693,000,000 1,169,013,000,000 1,164,911,000,000 1,199,904,000,000 1,222,233,000,000 1,188,140,000,000 947,795,000,000 895,429,000,000 902,604,000,000 853,531,000,000   809,456,000,000 819,719,000,000 771,462,000,000 769,503,000,000 676,957,000,000 626,023,000,000                  
      shares authorized: 3,500,000,000; shares issued: 2,038,893,979; shares outstanding: 1,598,299,431 and 1,606,653,706
    		 20,000,000                                         
      shares authorized: 3,500,000,000; shares issued: 2,038,893,979; shares outstanding: 1,606,806,297 and 1,606,653,706
    		  20,000,000                                        
      shares authorized: 3,500,000,000; shares issued: 2,038,893,979; shares outstanding: 1,606,653,706 and 1,626,828,437
    		   20,000,000                                       
      shares authorized: 3,500,000,000; shares issued: 2,038,893,979; shares outstanding: 1,612,068,430 and 1,626,828,437
    		    20,000,000                                      
      shares authorized: 3,500,000,000; shares issued: 2,038,893,979; shares outstanding: 1,619,075,147 and 1,626,828,437
    		     20,000,000                                     
      shares authorized: 3,500,000,000; shares issued: 2,038,893,979; shares outstanding: 1,626,657,461 and 1,626,828,437
    		      20,000,000                                    
      shares authorized: 3,500,000,000; shares issued: 2,038,893,979; shares outstanding: 1,626,828,437 and 1,675,487,409
    		       20,000,000                                   
      shares authorized: 3,500,000,000; shares issued: 2,038,893,979; shares outstanding: 1,642,250,165 and 1,675,487,409
    		        20,000,000                                  
      shares authorized: 3,500,000,000; shares issued: 2,038,893,979; shares outstanding: 1,658,733,133 and 1,675,487,409
    		         20,000,000                                 
      shares authorized: 3,500,000,000; shares issued: 2,038,893,979; shares outstanding: 1,670,318,320 and 1,675,487,409
    		          20,000,000                                
      investment securities
    		           170,793,000,000 182,998,000,000 116,157,000,000 105,725,000,000 105,790,000,000 91,832,000,000                          
      shares authorized: 3,500,000,000; shares issued: 2,038,893,979; shares outstanding: 1,756,153,374 and 1,772,226,530
    		           20,000,000                               
      shares authorized: 3,500,000,000; shares issued: 2,038,893,979; shares outstanding: 1,772,226,530 and 1,809,624,144
    		            20,000,000                              
      shares authorized: 3,500,000,000; shares issued: 2,038,893,979; shares outstanding: 1,575,500,507 and 1,593,973,680
    		             20,000,000                             
      cash and cash equivalents:
    		                                          
      cash and due from banks
    		              4,293,000,000 35,721,000,000 30,541,000,000 13,785,000,000 17,773,000,000 8,770,000,000 5,979,000,000 6,988,000,000 6,218,000,000 9,184,000,000 8,019,000,000 16,118,000,000                 
      interest bearing deposits with banks
    		              45,366,000,000 13,196,000,000 21,299,000,000 41,639,000,000 25,129,000,000 27,577,000,000 29,499,000,000 25,003,000,000 22,392,000,000 25,822,000,000 40,522,000,000 39,137,000,000                 
      restricted cash
    		              32,512,000,000 30,739,000,000 35,356,000,000                          
      shares authorized: 3,500,000,000; shares issued: 2,038,893,979; shares outstanding: 1,593,973,680 and 1,699,828,943
    		              20,000,000                            
      shares authorized: 3,500,000,000; shares issued: 2,038,893,979; shares outstanding: 1,623,587,078 and 1,699,828,943
    		               20,000,000                           
      shares authorized: 3,500,000,000; shares issued: 2,038,893,979; shares outstanding: 1,699,828,943 and 1,788,086,805
    		                20,000,000                          
      cash deposited with clearing organizations or segregated under federal and other regulations or requirements
    		                 43,651,000,000 31,313,000,000 21,930,000,000 22,367,000,000 23,712,000,000 21,753,000,000 21,643,000,000 23,094,000,000                  
      trading assets, at fair value
    		                 259,545,000,000 267,236,000,000                        
      securities available for sale, at fair value
    		                 58,886,000,000 41,454,000,000                        
      securities received as collateral, at fair value
    		                 21,613,000,000 17,971,000,000 14,781,000,000 16,891,000,000 13,656,000,000 16,414,000,000 9,872,000,000 7,088,000,000  25,528,000,000 49,119,000,000 82,229,000,000              
      federal funds sold and securities purchased under agreements to resell
    		                 107,576,000,000 140,415,000,000 144,862,000,000 138,633,000,000 143,208,000,000 146,985,000,000 121,799,000,000 120,540,000,000                  
      other investments
    		                 5,143,000,000 4,940,000,000 5,601,000,000 3,901,000,000 3,752,000,000 3,899,000,000 3,796,000,000 3,816,000,000  5,886,000,000 5,257,000,000 4,524,000,000 13,302,000,000             
      premises, equipment and software costs
    		                 5,778,000,000 5,928,000,000 6,100,000,000 6,047,000,000 7,067,000,000 6,765,000,000 6,548,000,000 6,018,000,000                  
      deposits (includes 0 and 185 at fair value at march 31, 2014 and december 31, 2013, respectively).
    		                 116,648,000,000                         
      commercial paper and other short-term borrowings
    		                 1,786,000,000 2,475,000,000 3,835,000,000 3,323,000,000 2,378,000,000 2,913,000,000 3,030,000,000 3,411,000,000 6,390,000,000 23,816,000,000 25,952,000,000 34,495,000,000 33,747,000,000 33,829,000,000 25,998,000,000 29,409,000,000 17,630,000,000 37,829,000,000 40,057,000,000   28,782,000,000 40,482,000,000 45,541,000,000  
      trading liabilities, at fair value
    		                 111,590,000,000 132,472,000,000                        
      obligation to return securities received as collateral, at fair value
    		                 27,565,000,000 23,510,000,000 14,781,000,000 16,891,000,000 13,656,000,000 16,414,000,000 9,872,000,000 7,088,000,000  25,528,000,000 49,119,000,000 82,229,000,000              
      long-term borrowings
    		                 153,374,000,000 165,142,000,000 182,810,000,000 189,203,000,000 193,374,000,000 196,437,000,000 186,792,000,000 182,108,000,000 165,822,000,000 210,724,000,000 200,316,000,000 190,624,000,000 171,932,000,000 159,833,000,000 133,364,000,000 121,395,000,000 105,005,000,000 102,351,000,000 102,303,000,000   63,295,000,000 65,425,000,000 60,469,000,000 53,300,000,000 
      shares authorized: 3,500,000,000 at march 31, 2014 and december 31, 2013;
    		                                          
      shares issued: 2,038,893,979 at march 31, 2014 and december 31, 2013;
    		                                          
      shares outstanding: 1,971,686,139 at march 31, 2014 and 1,944,868,751 at december 31, 2013
    		                 20,000,000                         
      accumulated other comprehensive loss
    		                 -968,000,000 -694,000,000 -354,000,000 -559,000,000 -560,000,000 -299,000,000 -342,000,000 -471,000,000 -125,000,000 -218,000,000 -138,000,000 -199,000,000 -119,000,000 -127,000,000  -130,000,000 -190,000,000 -125,000,000 -151,000,000       
      common stock held in treasury, at cost, 0.01 par value...
    		                 -2,087,000,000 -2,541,000,000 -4,104,000,000 -4,078,000,000 -6,039,000,000 -6,131,000,000 -6,143,000,000 -6,233,000,000 -7,926,000,000   -9,591,000,000     -8,214,000,000         
      nonredeemable noncontrolling interests
    		                 3,197,000,000 3,368,000,000                        
      total liabilities, redeemable noncontrolling interests and equity
    		                 831,381,000,000 801,383,000,000                        
      loans
    		                  30,615,000,000 7,764,000,000 7,484,000,000                      
      redeemable noncontrolling interests
    		                  4,425,000,000                        
      shares authorized: 3,500,000,000 at march 31, 2013 and december 31, 2012;
    		                                          
      shares issued: 2,038,893,979 at december 31, 2012 and march 31,2013;
    		                                          
      shares outstanding: 1,960,582,868 at march 31, 2013 and 1,974,042,123 at december 31, 2012
    		                  20,000,000                        
      employee stock trust
    		                  1,872,000,000 3,666,000,000 3,772,000,000 4,064,000,000 4,058,000,000 4,163,000,000 4,167,000,000 3,901,000,000 7,468,000,000 7,468,000,000 5,569,000,000 5,808,000,000 5,773,000,000 4,693,000,000 4,746,000,000 3,060,000,000 3,547,000,000 3,648,000,000   2,778,000,000 2,870,000,000 2,942,000,000 3,003,000,000 
      common stock issued to employee trust
    		                  -1,872,000,000 -3,666,000,000 -3,772,000,000 -4,064,000,000 -4,058,000,000 -4,163,000,000 -4,167,000,000 -3,901,000,000 -7,468,000,000 -7,468,000,000 -5,569,000,000 -5,808,000,000 -5,773,000,000 -4,693,000,000 -4,746,000,000 -3,060,000,000 -3,547,000,000 -3,648,000,000   -2,778,000,000 -2,870,000,000 -2,942,000,000 -2,618,000,000 
      financial instruments owned, at fair value
    		                                          
      u.s. government and agency securities
    		                   63,976,000,000 69,274,000,000 62,215,000,000 82,881,000,000 63,717,000,000 26,997,000,000  26,498,000,000 41,028,000,000 23,887,000,000 35,198,000,000 42,569,000,000 38,981,000,000 34,875,000,000  30,377,000,000 34,386,000,000   27,222,000,000 25,297,000,000 37,067,000,000  
      other sovereign government obligations
    		                   29,403,000,000 31,341,000,000 25,445,000,000 39,576,000,000 26,768,000,000 23,899,000,000  32,467,000,000 37,290,000,000 21,606,000,000 28,764,000,000 32,349,000,000 27,848,000,000 25,092,000,000  21,391,000,000 24,276,000,000   18,493,000,000 23,272,000,000 27,815,000,000  
      corporate and other debt
    		                   86,546,000,000 90,192,000,000 90,454,000,000 94,794,000,000 87,802,000,000 82,687,000,000  130,943,000,000 160,773,000,000 147,724,000,000 167,751,000,000 181,963,000,000 142,162,000,000 122,244,000,000  98,386,000,000 96,131,000,000   71,654,000,000 73,693,000,000 58,996,000,000  
      corporate equities
    		                   53,994,000,000 67,591,000,000 57,968,000,000 52,310,000,000 42,582,000,000 34,260,000,000  89,075,000,000 89,006,000,000 87,377,000,000 99,728,000,000 97,082,000,000 74,794,000,000 56,797,000,000  43,336,000,000 36,443,000,000   22,792,000,000 22,956,000,000 22,220,000,000  
      derivative and other contracts
    		                   53,853,000,000 47,906,000,000 49,081,000,000 55,265,000,000 58,372,000,000 79,149,000,000                  
      investments
    		                   9,164,000,000 9,482,000,000 9,286,000,000 9,252,000,000 8,825,000,000 9,482,000,000  15,451,000,000 14,821,000,000 14,270,000,000 10,050,000,000             
      physical commodities
    		                   5,694,000,000 4,898,000,000 5,329,000,000 4,418,000,000 3,343,000,000 2,484,000,000  3,654,000,000 3,445,000,000 3,096,000,000 3,165,000,000 2,839,000,000 3,134,000,000 2,459,000,000  2,886,000,000 1,727,000,000   656,000,000 496,000,000 638,000,000  
      total financial instruments owned, at fair value
    		                   302,630,000,000 320,684,000,000 299,778,000,000 338,496,000,000 291,409,000,000 258,958,000,000  390,393,000,000                
      securities available for sale
    		                   19,367,000,000 18,637,000,000                      
      receivables:
    		                                          
      customers
    		                   27,738,000,000 25,949,000,000 27,594,000,000 25,854,000,000 28,410,000,000 25,894,000,000  58,172,000,000 67,793,000,000 76,352,000,000 113,866,000,000 90,320,000,000 59,474,000,000 63,799,000,000  52,626,000,000 43,030,000,000   34,391,000,000 30,779,000,000 30,039,000,000  
      brokers, dealers and clearing organizations
    		                   8,291,000,000 6,575,000,000 5,719,000,000 4,937,000,000 5,098,000,000 6,545,000,000  15,035,000,000 16,219,000,000 16,011,000,000 17,009,000,000 14,426,000,000 4,913,000,000 14,656,000,000  3,876,000,000 4,142,000,000   5,625,000,000 6,851,000,000 6,456,000,000  
      fees, interest and other
    		                   10,454,000,000 9,768,000,000 11,164,000,000 11,330,000,000 11,348,000,000 6,635,000,000  8,628,000,000 9,223,000,000 8,320,000,000 11,991,000,000 11,087,000,000 8,490,000,000 7,233,000,000  8,635,000,000 8,303,000,000   4,638,000,000 5,234,000,000 4,187,000,000  
      liabilities and equity
    		                                          
      financial instruments sold, not yet purchased, at fair value:
    		                                          
      total financial instruments sold, not yet purchased, at fair value
    		                   125,189,000,000 125,842,000,000 107,383,000,000 118,593,000,000 110,561,000,000 100,085,000,000  161,748,000,000                
      payables:
    		                                          
      interest and dividends
    		                   2,519,000,000  2,597,000,000 3,143,000,000 2,674,000,000 3,022,000,000  4,056,000,000 3,095,000,000 1,724,000,000 6,541,000,000 4,687,000,000 4,996,000,000 4,377,000,000  2,873,000,000 3,450,000,000   2,512,000,000 2,951,000,000 5,186,000,000  
      commitments and contingencies
    		                                          
      common stock, 0.01 par value...
    		                            12,000,000              
      shares authorized: 3,500,000,000 at june 30, 2010 and december 31, 2009;
    		                                          
      shares issued: 1,487,850,163 at june 30, 2010 and december 31, 2009;
    		                                          
      shares outstanding: 1,397,007,417 at june 30, 2010 and 1,360,595,214 at december 31, 2009
    		                   15,000,000                       
      paid-in capital
    		                   7,649,000,000 6,750,000,000 8,619,000,000 8,441,000,000 9,214,000,000 429,000,000 1,619,000,000 340,000,000  1,902,000,000 2,165,000,000 2,084,000,000 1,971,000,000 1,409,000,000 2,389,000,000 2,215,000,000 1,994,000,000   3,288,000,000 3,346,000,000 3,440,000,000 3,678,000,000 
      non-controlling interests
    		                   8,146,000,000 6,915,000,000 6,092,000,000 5,875,000,000 4,877,000,000 685,000,000                  
      other secured financings, at fair value
    		                    9,560,000,000 8,102,000,000 10,278,000,000 10,148,000,000 10,515,000,000    27,772,000,000              
      interest
    		                    2,729,000,000                      
      shares authorized: 3,500,000,000 at march 31, 2010 and december 31, 2009;
    		                                          
      shares issued: 1,487,850,163 at march 31, 2010 and december 31, 2009;
    		                                          
      shares outstanding: 1,398,469,576 at march 31, 2010 and 1,360,595,214 at december 31, 2009
    		                    15,000,000                      
      other loans
    		                     7,259,000,000 6,557,000,000 5,814,000,000 6,698,000,000  3,769,000,000 9,575,000,000 11,629,000,000 14,334,000,000             
      shares authorized: 3,500,000,000 in 2009 and 2008;
    		                                          
      shares issued: 1,487,850,163 in 2009 and 1,211,701,552 in 2008;
    		                                          
      shares outstanding: 1,360,595,214 in 2009 and 1,074,497,565 in 2008
    		                     15,000,000                     
      shares authorized: 3,500,000,000 at september 30, 2009, december 31, 2008 and november 30, 2008;
    		                                          
      shares issued: 1,487,850,163 at september 30, 2009, 1,211,701,552 at december 31, 2008 and november 30, 2008;
    		                                          
      shares outstanding: 1,358,900,574 at september 30, 2009, 1,074,497,565 at december 31, 2008 and 1,047,598,394 at november 30, 2008
    		                      15,000,000                    
      shares authorized: 3,500,000,000 at june 30, 2009, december 31, 2008 and november 30, 2008;
    		                                          
      shares issued: 1,487,850,163 at june 30, 2009, 1,211,701,552 at december 31, 2008 and november 30, 2008;
    		                                          
      shares outstanding: 1,359,204,010 at june 30, 2009, 1,074,497,565 at december 31, 2008 and 1,047,598,394 at november 30, 2008
    		                       15,000,000                   
      liabilities and shareholders’ equity
    		                                          
      shares authorized: 3,500,000,000 at march 31, 2009, december 31, 2008 and november 30, 2008;
    		                                          
      shares issued: 1,211,701,552 at march 31, 2009, december 31, 2008 and november 30, 2008;
    		                                          
      shares outstanding: 1,081,607,788 at march 31, 2009, 1,074,497,565 at december 31, 2008 and 1,047,598,394 at november 30, 2008
    		                        12,000,000                  
      assets:
    		                                          
      financial instruments owned
    		                         5,711,000,000        13,399,000,000    169,000,000    3,059,000,000 
      securities purchased under agreement to resell with affiliate
    		                         6,000,000,000        24,298,000,000         
      advances to subsidiaries:
    		                                          
      bank and bank holding company
    		                         2,841,000,000                 
      non-bank
    		                         171,433,000,000                 
      investment in subsidiaries, at equity:
    		                                          
      liabilities and shareholders’ equity:
    		                                          
      financial instruments sold, not yet purchased
    		                         414,000,000        9,706,000,000        134,000,000 
      payables to subsidiaries
    		                         55,031,000,000        32,903,000,000        29,733,000,000 
      shareholders’ equity:
    		                                          
      shares authorized: 3,500,000,000 in 2008 and 2007;
    		                                          
      shares issued: 1,211,701,522 in 2008 and 2007;
    		                                          
      shares outstanding: 1,047,598,394 in 2008 and 1,056,289,659 in 2007
    		                         12,000,000                 
      total shareholders’ equity
    		                         50,831,000,000 34,493,000,000 33,280,000,000 31,269,000,000 39,511,000,000 37,954,000,000 34,172,000,000 30,123,000,000 29,182,000,000 28,226,000,000 28,330,000,000   23,707,000,000 22,631,000,000 22,465,000,000 21,885,000,000 
      total liabilities and shareholders’ equity
    		                         282,550,000,000 1,031,228,000,000 1,090,896,000,000 1,045,409,000,000 1,199,993,000,000 1,182,061,000,000 1,028,872,000,000 959,613,000,000 202,418,000,000 837,391,000,000 818,711,000,000   580,632,000,000 586,881,000,000 559,436,000,000 144,406,000,000 
      cash and securities deposited with clearing organizations or segregated under federal and other regulations or requirements
    		                          53,393,000,000 60,964,000,000 61,608,000,000 47,114,000,000 35,739,000,000 43,986,000,000 38,300,000,000          
      derivative contracts
    		                          92,305,000,000 99,474,000,000 77,003,000,000 56,461,000,000 50,952,000,000 48,753,000,000 42,362,000,000  49,413,000,000 42,449,000,000   43,506,000,000 55,739,000,000 50,235,000,000  
      collateralized agreements:
    		                                          
      premises, equipment and software costs, at cost
    		                          4,856,000,000 4,548,000,000 4,372,000,000              
      collateralized financings:
    		                                          
      shares authorized: 3,500,000,000 at may 31, 2008 and november 30, 2007;
    		                                          
      shares issued: 1,211,701,552 at may 31, 2008 and november 30, 2007;
    		                                          
      shares outstanding: 1,108,865,416 at may 31, 2008 and 1,056,289,659 at november 30, 2007
    		                          12,000,000                
      102,836,136 shares at may 31, 2008 and 155,411,893 shares at november 30, 2007
    		                          -6,322,000,000                
      total financial instruments owned
    		                           445,837,000,000 374,963,000,000 401,117,000,000 407,754,000,000 335,672,000,000 283,829,000,000  245,789,000,000 235,412,000,000       
      total financial instruments sold, not yet purchased
    		                           171,111,000,000 134,341,000,000 166,549,000,000 157,807,000,000 152,979,000,000 149,561,000,000  137,443,000,000 131,901,000,000       
      shares authorized: 3,500,000,000 at february 29, 2008 and november 30, 2007;
    		                                          
      shares issued: 1,211,701,552 at february 29, 2008 and november 30, 2007;
    		                                          
      shares outstanding: 1,105,301,550 at february 29, 2008 and 1,056,289,659 at november 30, 2007
    		                           12,000,000               
      106,400,002 shares at february 29, 2008 and 155,411,893 shares at november 30, 2007
    		                           -6,546,000,000               
      consumer loans
    		                             21,917,000,000 22,429,000,000 23,261,000,000 20,726,000,000  21,042,000,000 19,741,000,000   18,449,000,000 18,620,000,000 21,150,000,000  
      capital units
    		                               66,000,000 66,000,000  66,000,000 66,000,000   66,000,000 66,000,000 66,000,000  
      securities received as collateral
    		                             112,236,000,000 82,684,000,000 58,170,000,000 51,890,000,000  43,974,000,000 41,032,000,000   22,320,000,000 18,637,000,000 13,194,000,000  
      office facilities and other equipment, at cost
    		                             4,501,000,000 4,313,000,000            
      financial instruments sold, not yet purchased:
    		                                          
      obligation to return securities received as collateral
    		                             112,236,000,000 82,684,000,000 58,170,000,000 51,890,000,000  43,974,000,000 41,032,000,000   22,320,000,000 18,637,000,000 13,194,000,000  
      shares authorized: 3,500,000,000 at may 31, 2007 and november 30, 2006;
    		                                          
      shares issued: 1,211,701,552 at may 31, 2007 and november 30, 2006;
    		                                          
      shares outstanding: 1,051,690,047 at may 31, 2007 and 1,048,877,006 at november 30, 2006
    		                             12,000,000             
      160,011,505 shares at may 31, 2007 and 162,824,546 shares at november 30, 2006
    		                             -9,903,000,000             
      shares authorized: 3,500,000,000 at february 28, 2007 and november 30, 2006;
    		                                          
      shares issued: 1,211,701,552 at february 28, 2007 and november 30, 2006;
    		                                          
      shares outstanding: 1,061,644,077 at february 28, 2007 and 1,048,877,006 at november 30, 2006
    		                              12,000,000            
      150,057,475 shares at february 28, 2007 and 162,824,546 shares at november 30, 2006
    		                              -9,090,000,000            
      office facilities, at cost
    		                               3,409,000,000 2,744,000,000  2,727,000,000 2,697,000,000   2,354,000,000 2,337,000,000 2,317,000,000  
      aircraft held for sale
    		                                3,010,000,000          
      goodwill and net intangible assets
    		                               2,943,000,000 2,873,000,000  2,531,000,000        
      shares authorized: 3,500,000,000 at august 31, 2006 and november 30, 2005;
    		                                          
      shares issued: 1,211,701,552 at august 31, 2006 and november 30, 2005;
    		                                          
      shares outstanding: 1,058,664,567 at august 31, 2006 and 1,057,677,994 at november 30, 2005
    		                               12,000,000           
      153,036,985 shares at august 31, 2006 and 154,023,558 shares at november 30, 2005
    		                               -8,462,000,000           
      shares authorized: 3,500,000,000 at february 28, 2006 and november 30, 2005;
    		                                          
      shares issued: 1,211,701,552 at february 28, 2006 and november 30, 2005;
    		                                          
      shares outstanding: 1,070,407,513 at february 28, 2006 and 1,057,677,994 at november 30, 2005
    		                                12,000,000          
      141,294,039 shares at february 28, 2006 and 154,023,558 shares at november 30, 2005
    		                                -7,624,000,000          
      advances to subsidiaries
    		                                 113,835,000,000        100,578,000,000 
      investment in subsidiaries, at equity
    		                                 29,499,000,000        23,562,000,000 
      shares authorized: 3,500,000,000 in 2005 and 2004;
    		                                          
      shares issued: 1,211,701,522 in 2005 and 2004;
    		                                          
      shares outstanding: 1,057,677,994 in 2005 and 1,087,087,116 in 2004
    		                                 12,000,000         
      cash and securities deposited with clearing organizations or segregated under federal and other regulations
    		                                  43,853,000,000 49,378,000,000   33,115,000,000 35,099,000,000 40,707,000,000  
      aircraft under operating leases
    		                                  2,000,000,000 3,698,000,000   4,472,000,000 4,537,000,000 4,815,000,000  
      shares authorized: 3,500,000,000 at august 31, 2005 and november 30, 2004; shares issued: 1,211,701,552 at august 31, 2005 and november 30, 2004; shares outstanding: 1,082,727,000 at august 31, 2005 and 1,087,087,116 at november 30, 2004
    		                                  12,000,000        
      128,974,552 shares at august 31, 2005 and 124,614,436 shares at november 30, 2004
    		                                  -6,887,000,000        
      goodwill and intangible assets
    		                                   2,528,000,000       
      other secured borrowings
    		                                   16,362,000,000       
      shares authorized: 3,500,000,000 at may 31, 2005 and november 30, 2004;
    		                                          
      shares issued: 1,211,701,552 at may 31, 2005 and november 30, 2004;
    		                                          
      shares outstanding: 1,086,652,691 at may 31, 2005 and 1,087,087,116 at november 30, 2004
    		                                   12,000,000       
      subtotal
    		                                   38,663,000,000   33,109,000,000 32,208,000,000 32,025,000,000 31,692,000,000 
      125,048,861 shares at may 31, 2005 and 124,614,436 shares at november 30, 2004
    		                                   -6,685,000,000       
      receivables
    		                                    22,000,000      
      office facilities
    		                                    14,000,000 6,000,000     
      amortizable intangible assets
    		                                    91,000,000 350,000,000     
      total assets acquired
    		                                    372,000,000 949,000,000     
      total liabilities assumed
    		                                    61,000,000 145,000,000     
      net assets acquired
    		                                    311,000,000 804,000,000     
      19.
    		                                          
      receivables and prepaid expenses
    		                                     54,000,000     
      compensation and benefits expense
    		                                     1,940,000,000     
      total non-interest expenses
    		                                     3,374,000,000     
      income from continuing operations before losses from unconsolidated investees, income taxes and dividends on preferred securities subject to mandatory redemption
    		                                     1,875,000,000     
      benefit from income taxes
    		                                     455,000,000     
      income from continuing operations
    		                                     1,268,000,000     
      net income
    		                                     1,269,000,000     
      earnings per common share:
    		                                          
      basic
    		                                     1,180,000     
      diluted
    		                                     1,150,000     
      preferred securities subject to mandatory redemption
    		                                      2,810,000,000 2,710,000,000 2,010,000,000  
      note receivable related to esop
    		                                      -8,000,000 -8,000,000 -9,000,000 -13,000,000 
      common stock held in treasury, at cost
    		                                      -6,616,000,000 -6,699,000,000 -6,609,000,000 -7,176,000,000 
      short-term borrowings
    		                                         38,287,000,000 
    The information provided in this report is taken from www.sec.gov and many other data providers. While we have conducted our best efforts to ensure that the parsed data is accurate, we cannot guarantee its accuracy. Please use caution and understand that any consequences of its use are your own responsibility.